Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
2,868 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
50,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
1,912 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
3,075 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
137 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
143 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
1,214 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
112,945 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
112,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
108,999 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
78,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
26,761 |
31,200
(0%)
|
0%
|
|
-
|
Common Stock |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
31,200 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Paul Rickey
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
836 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
1,900 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
48,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
150,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
215,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
142,975 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
81,088 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
50,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
71,874 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
236,623 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
42,407 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
296,163 |
48,000
(0%)
|
1%
|
|
-
|
Common Stock |
Stanford Peng
|
See Remarks |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
120,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
15,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
20,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
78,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
102,192 |
31,200
(0%)
|
0%
|
|
-
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
31,200 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
2,635 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
26,922 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
70,155 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
112,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
109,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
U. Martin Fuhs
|
Chief Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
7,300 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
U. Martin Fuhs
|
Chief Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
22,820 |
7,300
(0%)
|
0%
|
|
-
|
Common Stock |
U. Martin Fuhs
|
Chief Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
14,600 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
U. Martin Fuhs
|
Chief Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
28,700 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
U. Martin Fuhs
|
Chief Accounting Officer |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
20 May 2024 |
52,180 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
|
18 May 2024 |
2,829,347 |
0
(0%)
|
15%
|
|
-
|
Common Stock |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
|
18 May 2024 |
264,315 |
0
(0%)
|
1%
|
|
-
|
Common Stock |
Peter A. Thompson
|
Director |
|
18 May 2024 |
2,416,181 |
0
(0%)
|
12%
|
|
-
|
Common Stock |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
17,500 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
208,916 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
200,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
270,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
255,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
215,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
336,755 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
240,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
96,000 |
0
(0%)
|
0%
|
|
-
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
70,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
247,951 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
|
18 May 2024 |
2,627,157 |
0
(0%)
|
14%
|
|
-
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Sale or transfer of securities back to the company at price $ 0.00 per share. |
18 May 2024 |
13,245 |
96,000
(0%)
|
0%
|
|
-
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 7.55 per share. |
08 May 2024 |
13,245 |
109,245
(0%)
|
0%
|
7.6 |
100,000
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
13,245 |
336,755
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
7,025 |
142,975
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.33 per share. |
08 May 2024 |
13,377 |
344,163
(1%)
|
0%
|
6.3 |
84,676
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
08 May 2024 |
26,912 |
330,786
(1%)
|
0%
|
3.2 |
86,926
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. |
08 May 2024 |
22,593 |
303,874
(1%)
|
0%
|
11.3 |
255,527
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. |
08 May 2024 |
161,492 |
281,281
(1%)
|
0%
|
0.7 |
104,970
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. |
08 May 2024 |
37,267 |
119,789
(0%)
|
0%
|
0.7 |
24,224
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. |
08 May 2024 |
3,126 |
82,522
(0%)
|
0%
|
6.5 |
20,350
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. |
08 May 2024 |
7,025 |
79,396
(0%)
|
0%
|
13.2 |
92,730
|
Common Stock |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
13,377 |
236,623
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
26,912 |
81,088
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
22,593 |
42,407
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
161,492 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
37,267 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
3,126 |
71,874
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
38,078 |
26,922
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
25,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
9,845 |
70,155
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.76 per share. |
08 May 2024 |
10,000 |
133,392
(0%)
|
0%
|
4.8 |
47,600
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
08 May 2024 |
38,078 |
123,392
(0%)
|
0%
|
3.2 |
122,992
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.09 per share. |
08 May 2024 |
12,365 |
85,314
(0%)
|
0%
|
4.1 |
50,573
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. |
08 May 2024 |
25,000 |
72,949
(0%)
|
0%
|
6.5 |
162,750
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. |
08 May 2024 |
9,845 |
47,949
(0%)
|
0%
|
13.2 |
129,954
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
10,000 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
12,365 |
2,635
|
-
|
|
-
|
Stock Option (Right to buy) |
U. Martin Fuhs
|
Chief Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 May 2024 |
22,820 |
52,180
|
-
|
|
-
|
Stock Option (Right to buy) |
U. Martin Fuhs
|
Chief Accounting Officer |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.07 per share. |
08 May 2024 |
22,820 |
30,120
(0%)
|
0%
|
12.1 |
275,437
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
398 |
137
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
164 |
836
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
857 |
143
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
7,055 |
112,945
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. |
07 May 2024 |
398 |
57,961
(0%)
|
0%
|
5.0 |
1,998
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
07 May 2024 |
18,286 |
57,563
(0%)
|
0%
|
3.2 |
59,064
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. |
07 May 2024 |
164 |
39,277
(0%)
|
0%
|
11.3 |
1,855
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. |
07 May 2024 |
857 |
39,113
(0%)
|
0%
|
6.5 |
5,579
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 13.20 per share. |
07 May 2024 |
7,055 |
38,256
(0%)
|
0%
|
13.2 |
93,126
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 8.00 per share. |
07 May 2024 |
1 |
31,201
(0%)
|
0%
|
8 |
8
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
18,286 |
1,214
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
07 May 2024 |
1 |
108,999
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Sale of securities on an exchange or to another person at price $ 64.58 per share. |
25 Apr 2024 |
19 |
2,829,347
(15%)
|
0%
|
64.6 |
1,227
|
Common Stock |
James N. Topper
|
Director |
|
25 Apr 2024 |
1,200,000 |
2,829,366
(15%)
|
6%
|
0.0 |
1,200
|
Common Stock |
James N. Topper
|
Director |
|
25 Apr 2024 |
1,200,000 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Rickey Paul
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 22.00 per share. |
25 Jan 2024 |
236 |
0
(0%)
|
0%
|
22 |
5,192
|
Common Stock |
Rickey Paul
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jan 2024 |
73,764 |
1,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jan 2024 |
236 |
74,764
|
-
|
|
-
|
Stock Option (Right to buy) |
Rickey Paul
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. |
25 Jan 2024 |
236 |
236
(0%)
|
0%
|
6.5 |
1,536
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
25 Jan 2024 |
44,000 |
1,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Rickey Paul
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 22.31 per share. |
25 Jan 2024 |
73,764 |
0
(0%)
|
0%
|
22.3 |
1,645,830
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 6.51 per share. |
25 Jan 2024 |
73,764 |
73,764
(0%)
|
0%
|
6.5 |
480,204
|
Common Stock |
Paul Rickey
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 25.00 per share. |
25 Jan 2024 |
44,000 |
0
(0%)
|
0%
|
25 |
1,100,000
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 11.31 per share. |
25 Jan 2024 |
44,000 |
44,000
(0%)
|
0%
|
11.3 |
497,640
|
Common Stock |
A. Peter Thompson
|
Director |
|
11 Jan 2024 |
145,251 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
A. Peter Thompson
|
Director |
|
11 Jan 2024 |
145,251 |
2,416,181
(12%)
|
0%
|
12.7 |
1,850,498
|
Common Stock |
Peng Stanford
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
48,000 |
72,371
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
240,000 |
240,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Remy Durand
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
31,200 |
38,104
(0%)
|
0%
|
|
0
|
Common Stock |
Remy Durand
|
Chief Business Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
78,000 |
78,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
96,000 |
96,000
(0%)
|
0%
|
|
0
|
Common Stock |
Rickey Paul
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
78,000 |
78,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Rickey Paul
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
31,200 |
31,200
(0%)
|
0%
|
|
0
|
Common Stock |
Peng Stanford
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2024 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (Right to buy) |
E. Robert Conway
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
James Topper N.
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
A. Peter Thompson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
Peetz Christopher
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
A. Hernday Natasha
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2024 |
17,500 |
17,500
|
-
|
|
-
|
Stock Option (Right to buy) |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 20.04 per share. |
28 Dec 2023 |
1,016 |
0
(0%)
|
0%
|
20.0 |
20,362
|
Common Stock |
Gold H. Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Dec 2023 |
1,016 |
247,951
|
-
|
|
-
|
Stock Option (Right to buy) |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
28 Dec 2023 |
74,441 |
0
|
-
|
|
-
|
Warrant (right to buy) |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.65 per share. |
28 Dec 2023 |
48,264 |
2,627,157
(14%)
|
0%
|
19.7 |
948,388
|
Common Stock |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. |
28 Dec 2023 |
1,016 |
1,016
(0%)
|
0%
|
0.6 |
660
|
Common Stock |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.74 per share. |
28 Dec 2023 |
74,441 |
2,675,421
(14%)
|
0%
|
12.7 |
948,378
|
Common Stock |
Thompson A. Peter
|
Director |
Sale of securities on an exchange or to another person at price $ 19.96 per share. |
27 Dec 2023 |
18,922 |
406,609
(2%)
|
0%
|
20.0 |
377,683
|
Common Stock |
Thompson A. Peter
|
Director |
Sale of securities on an exchange or to another person at price $ 19.82 per share. |
27 Dec 2023 |
26,872 |
3,466,613
(18%)
|
0%
|
19.8 |
532,603
|
Common Stock |
Thompson Peter A.
|
Director |
Sale of securities on an exchange or to another person at price $ 18.32 per share. |
27 Dec 2023 |
139,166 |
264,315
(1%)
|
0%
|
18.3 |
2,549,521
|
Common Stock |
Thompson A. Peter
|
Director |
Sale of securities on an exchange or to another person at price $ 18.32 per share. |
27 Dec 2023 |
1,195,683 |
2,270,930
(12%)
|
6%
|
18.3 |
21,904,913
|
Common Stock |
A. Thompson Peter
|
Director |
Sale of securities on an exchange or to another person at price $ 19.82 per share. |
27 Dec 2023 |
3,128 |
403,481
(2%)
|
0%
|
19.8 |
61,997
|
Common Stock |
Peter Thompson A.
|
Director |
Sale of securities on an exchange or to another person at price $ 19.96 per share. |
27 Dec 2023 |
162,576 |
3,493,485
(18%)
|
0%
|
20.0 |
3,245,017
|
Common Stock |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. |
22 Dec 2023 |
37,825 |
37,825
(0%)
|
0%
|
0.4 |
17,021
|
Common Stock |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 20.04 per share. |
22 Dec 2023 |
29,573 |
0
(0%)
|
0%
|
20.0 |
592,717
|
Common Stock |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 20.22 per share. |
22 Dec 2023 |
24,486 |
0
(0%)
|
0%
|
20.2 |
495,217
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. |
22 Dec 2023 |
29,573 |
29,573
(0%)
|
0%
|
0.6 |
19,222
|
Common Stock |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. |
22 Dec 2023 |
2,402 |
2,402
(0%)
|
0%
|
0.5 |
1,081
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Dec 2023 |
22,084 |
278,540
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Dec 2023 |
29,573 |
248,967
|
-
|
|
-
|
Stock Option (Right to buy) |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Dec 2023 |
37,825 |
2,402
|
-
|
|
-
|
Stock Option (Right to buy) |
Gold Mitchell H.
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 20.43 per share. |
22 Dec 2023 |
37,825 |
0
(0%)
|
0%
|
20.4 |
772,595
|
Common Stock |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.65 per share. |
22 Dec 2023 |
22,084 |
24,486
(0%)
|
0%
|
0.7 |
14,355
|
Common Stock |
H. Mitchell Gold
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
22 Dec 2023 |
2,402 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. |
19 Dec 2023 |
15,213 |
15,213
(0%)
|
0%
|
5.0 |
76,369
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Dec 2023 |
15,213 |
535
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell Gold H.
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
19 Dec 2023 |
2,402 |
40,227
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 19.21 per share. |
19 Dec 2023 |
15,213 |
0
(0%)
|
0%
|
19.2 |
292,222
|
Common Stock |
Mitchell Gold H.
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. |
19 Dec 2023 |
2,402 |
2,402
(0%)
|
0%
|
0.5 |
1,081
|
Common Stock |
Gold H. Mitchell
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 20.01 per share. |
19 Dec 2023 |
2,402 |
0
(0%)
|
0%
|
20.0 |
48,064
|
Common Stock |
Paul Rickey
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 19.00 per share. |
14 Dec 2023 |
11,600 |
0
(0%)
|
0%
|
19.0 |
220,406
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. |
14 Dec 2023 |
1,800 |
1,800
(0%)
|
0%
|
5.0 |
9,036
|
Common Stock |
Rickey Paul
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 19.00 per share. |
14 Dec 2023 |
1,800 |
0
(0%)
|
0%
|
19.0 |
34,203
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. |
14 Dec 2023 |
45,387 |
45,387
(0%)
|
0%
|
5.0 |
227,843
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 5.02 per share. |
14 Dec 2023 |
11,600 |
11,600
(0%)
|
0%
|
5.0 |
58,232
|
Common Stock |
Rickey Paul
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Dec 2023 |
1,800 |
15,748
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Dec 2023 |
45,387 |
17,548
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
14 Dec 2023 |
11,600 |
62,935
|
-
|
|
-
|
Stock Option (Right to buy) |
Rickey Paul
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 19.09 per share. |
14 Dec 2023 |
45,387 |
0
(0%)
|
0%
|
19.1 |
866,383
|
Common Stock |
James N. Topper
|
Director |
|
11 Dec 2023 |
145,251 |
1,629,366
(8%)
|
0%
|
12.7 |
1,850,498
|
Common Stock |
N. Topper James
|
Director |
|
11 Dec 2023 |
145,251 |
0
|
-
|
|
-
|
Warrant (Right to Buy) |
Gold H. Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. |
08 Dec 2023 |
8,613 |
8,613
(0%)
|
0%
|
0.5 |
3,876
|
Common Stock |
Gold H. Mitchell
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 17.26 per share. |
08 Dec 2023 |
68,870 |
32,450
(0%)
|
0%
|
17.3 |
1,189,027
|
Common Stock |
Gold H. Mitchell
|
Director, Executive Chairman and CEO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
08 Dec 2023 |
8,613 |
42,629
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell Gold H.
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 17.32 per share. |
08 Dec 2023 |
8,613 |
0
(0%)
|
0%
|
17.3 |
149,138
|
Common Stock |
Mitchell Gold H.
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 17.32 per share. |
08 Dec 2023 |
32,450 |
0
(0%)
|
0%
|
17.3 |
561,888
|
Common Stock |
H. Gold Mitchell
|
Director, Executive Chairman and CEO |
Sale of securities on an exchange or to another person at price $ 17.08 per share. |
08 Dec 2023 |
8,067 |
101,320
(0%)
|
0%
|
17.1 |
137,784
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
04 Dec 2023 |
63,947 |
63,947
(0%)
|
0%
|
3.2 |
206,549
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Dec 2023 |
63,947 |
26,364
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Dec 2023 |
418 |
25,946
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 16.06 per share. |
04 Dec 2023 |
63,947 |
0
(0%)
|
0%
|
16.1 |
1,026,887
|
Common Stock |
Paul Rickey
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 16.01 per share. |
04 Dec 2023 |
418 |
0
(0%)
|
0%
|
16.0 |
6,694
|
Common Stock |
Rickey Paul
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
04 Dec 2023 |
6,446 |
6,446
(0%)
|
0%
|
3.2 |
20,821
|
Common Stock |
Rickey Paul
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.23 per share. |
04 Dec 2023 |
418 |
418
(0%)
|
0%
|
3.2 |
1,350
|
Common Stock |
Rickey Paul
|
See Remarks |
Sale of securities on an exchange or to another person at price $ 16.08 per share. |
04 Dec 2023 |
6,446 |
0
(0%)
|
0%
|
16.1 |
103,650
|
Common Stock |
Paul Rickey
|
See Remarks |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
04 Dec 2023 |
6,446 |
19,500
|
-
|
|
-
|
Stock Option (Right to buy) |
Andrew Seth Sandler
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2023 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
350,000 |
350,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
109,000 |
109,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2023 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2023 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jorn Drappa
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
18 Jul 2022 |
20,000 |
20,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
15 Jul 2022 |
20,063 |
70,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.45 per share. |
15 Jul 2022 |
20,063 |
238,126
(1%)
|
0%
|
0.4 |
9,028
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
215,000 |
215,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
112,500 |
112,500
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2022 |
215,000 |
215,000
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
03 Jan 2022 |
10,000 |
10,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Purchase of securities on an exchange or from another person at price $ 10.08 per share. |
23 Sep 2021 |
15,000 |
50,000
(0%)
|
0%
|
10.1 |
151,154
|
Common Stock |
Christopher Peetz
|
Director |
Purchase of securities on an exchange or from another person at price $ 10.17 per share. |
23 Sep 2021 |
1,900 |
1,900
(0%)
|
0%
|
10.2 |
19,323
|
Common Stock |
Robert E. Conway
|
Director |
Purchase of securities on an exchange or from another person at price $ 9.80 per share. |
21 Sep 2021 |
10,000 |
35,000
(0%)
|
0%
|
9.8 |
97,966
|
Common Stock |
Peter A. Thompson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 9.40 per share. |
17 Sep 2021 |
425,531 |
425,531
(2%)
|
2%
|
9.4 |
3,999,991
|
Common Stock |
Peter A. Thompson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 9.40 per share. |
17 Sep 2021 |
585,106 |
3,656,061
(19%)
|
3%
|
9.4 |
5,499,996
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.40 per share. |
17 Sep 2021 |
400,000 |
2,600,980
(13%)
|
2%
|
9.4 |
3,760,000
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.01 per share. |
17 Sep 2021 |
45,262 |
109,387
(0%)
|
0%
|
10.0 |
452,964
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 9.40 per share. |
17 Sep 2021 |
400,000 |
2,600,980
(13%)
|
2%
|
9.4 |
3,760,000
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
15 Sep 2021 |
6,768 |
154,649
(0%)
|
0%
|
10.0 |
67,696
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
15 Sep 2021 |
3,484 |
161,417
(0%)
|
0%
|
10 |
34,840
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.01 per share. |
25 Jun 2021 |
9,473 |
168,380
(0%)
|
0%
|
10.0 |
94,865
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.00 per share. |
25 Jun 2021 |
3,479 |
164,901
(0%)
|
0%
|
10.0 |
34,792
|
Common Stock |
Zelanna Goldberg
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Jun 2021 |
160,000 |
160,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 15.00 per share. |
19 May 2021 |
1,221 |
177,853
(0%)
|
0%
|
15.0 |
18,316
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 15.03 per share. |
19 May 2021 |
50,965 |
179,074
(0%)
|
0%
|
15.0 |
765,917
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.68 per share. |
12 May 2021 |
10,000 |
240,039
(1%)
|
0%
|
11.7 |
116,842
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.52 per share. |
12 May 2021 |
10,000 |
230,039
(1%)
|
0%
|
11.5 |
115,169
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.52 per share. |
13 Apr 2021 |
10,000 |
250,039
(1%)
|
0%
|
10.5 |
105,200
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 10.07 per share. |
13 Apr 2021 |
10,000 |
260,039
(1%)
|
0%
|
10.1 |
100,714
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Mar 2021 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.09 per share. |
30 Mar 2021 |
7,650 |
210,413
(1%)
|
0%
|
4.1 |
31,289
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 3.62 per share. |
30 Mar 2021 |
7,650 |
218,063
(1%)
|
0%
|
3.6 |
27,718
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
30 Mar 2021 |
7,650 |
0
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 13.01 per share. |
04 Mar 2021 |
10,000 |
280,039
(1%)
|
0%
|
13.0 |
130,108
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 12.99 per share. |
04 Mar 2021 |
10,000 |
270,039
(1%)
|
0%
|
13.0 |
129,875
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 12.07 per share. |
01 Feb 2021 |
2,979 |
307,060
(1%)
|
0%
|
12.1 |
35,968
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 11.74 per share. |
01 Feb 2021 |
10,000 |
290,039
(1%)
|
0%
|
11.7 |
117,381
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 13.20 per share. |
01 Feb 2021 |
7,021 |
300,039
(1%)
|
0%
|
13.2 |
92,698
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
255,000 |
255,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
120,000 |
120,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
05 Jan 2021 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Natasha A. Hernday
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
04 Jan 2021 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Sale of securities on an exchange or to another person at price $ 14.25 per share. |
28 Dec 2020 |
600,000 |
3,070,955
(16%)
|
3%
|
14.3 |
8,550,000
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
22 Dec 2020 |
993,801 |
3,000,980
(16%)
|
5%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
22 Dec 2020 |
260,528 |
321,162
(1%)
|
1%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
22 Dec 2020 |
993,801 |
3,000,980
(16%)
|
5%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
22 Dec 2020 |
181,024 |
202,763
(1%)
|
0%
|
|
0
|
Common Stock |
Natasha A. Hernday
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Dec 2020 |
15,000 |
15,000
|
-
|
|
-
|
Stock Option (right to buy) |
Robert E. Conway
|
Director |
Purchase of securities on an exchange or from another person at price $ 8.03 per share. |
19 Nov 2020 |
10,000 |
25,000
(0%)
|
0%
|
8.0 |
80,300
|
Common Stock |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
08 Jul 2020 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. |
30 Jun 2020 |
8,227 |
60,634
(0%)
|
0%
|
9.7 |
79,884
|
Common Stock |
Paul Rickey
|
Senior VP and CFO |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. |
30 Jun 2020 |
2,258 |
26,285
(0%)
|
0%
|
9.7 |
21,925
|
Common Stock |
Stanford Peng
|
See Remarks |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.71 per share. |
30 Jun 2020 |
3,923 |
28,294
(0%)
|
0%
|
9.7 |
38,092
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
23 Jan 2020 |
5,000 |
6,292
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
270,000 |
270,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
67,569 |
68,861
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
23 Jan 2020 |
5,000 |
1,292
(0%)
|
0%
|
|
0
|
Common Stock |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
18,543 |
28,543
(0%)
|
0%
|
|
0
|
Common Stock |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
102,000 |
102,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stanford Peng
|
President & Head of R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
32,217 |
32,217
(0%)
|
0%
|
|
0
|
Common Stock |
Stanford Peng
|
President & Head of R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
23 Jan 2020 |
108,000 |
108,000
|
-
|
|
-
|
Stock Option (right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul J. Sekhri
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2020 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
Senior VP and CFO |
Purchase of securities on an exchange or from another person at price $ 4.95 per share. |
30 May 2019 |
10,000 |
10,000
(0%)
|
0%
|
5.0 |
49,500
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2019 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mark J. Litton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2019 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mark J. Litton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2019 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2019 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Feb 2019 |
75,000 |
75,000
|
-
|
|
-
|
Stock Option (right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.37 per share. |
18 Jan 2019 |
372,439 |
2,571,450
(13%)
|
2%
|
5.4 |
1,999,997
|
Common Stock |
James N. Topper
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Jan 2019 |
145,251 |
145,251
|
-
|
|
-
|
Warrant (Right to Buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Jan 2019 |
145,251 |
145,251
|
-
|
|
-
|
Warrants to Purchase Common Stock |
Peter A. Thompson
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.37 per share. |
18 Jan 2019 |
372,439 |
3,670,955
(19%)
|
2%
|
5.4 |
1,999,997
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
18 Jan 2019 |
3,000 |
20,292
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.37 per share. |
18 Jan 2019 |
190,875 |
3,994,781
(21%)
|
1%
|
5.4 |
1,024,999
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
18 Jan 2019 |
3,000 |
17,292
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Gift of securities by or to the insider at price $ 0.00 per share. |
18 Jan 2019 |
6,000 |
11,292
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Jan 2019 |
74,441 |
74,441
|
-
|
|
-
|
Warrant (right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 5.37 per share. |
18 Jan 2019 |
190,875 |
3,994,781
(21%)
|
1%
|
5.4 |
1,024,999
|
Common Stock |
Jay Venkatesan
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
18 Jan 2019 |
74,441 |
74,441
|
-
|
|
-
|
Warrant (right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul J. Sekhri
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Christopher Peetz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2019 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
28 Sep 2018 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Mark J. Litton
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
06 Aug 2018 |
150,000 |
150,000
|
-
|
|
-
|
Stock Option (right to buy) |
Christopher Peetz
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
20 Apr 2018 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (right to buy) |
Paul J. Sekhri
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Robert E. Conway
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
70,000 |
70,000
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to buy) |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
45,000 |
45,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (Right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Jan 2018 |
65,000 |
65,000
|
-
|
|
-
|
Stock Option (Right to buy) |
James N. Topper
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
2,199,011 |
2,199,011
(15%)
|
15%
|
|
0
|
Common Stock |
Peter A. Thompson
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
3,298,516 |
3,298,516
(23%)
|
23%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
24,845 |
24,845
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
51,242 |
51,242
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
300,624 |
300,624
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
208,916 |
208,916
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
3,803,906 |
3,803,906
(27%)
|
27%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
23,292 |
23,292
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
24,845 |
24,845
(0%)
|
0%
|
|
0
|
Common Stock |
Mitchell H. Gold
|
Director, Executive Chairman and CEO, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
24,845 |
24,845
(0%)
|
0%
|
|
0
|
Common Stock |
Paul Rickey
|
Senior VP and CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
74,535 |
74,535
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
18,633 |
18,633
(0%)
|
0%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
21,739 |
21,739
(0%)
|
0%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
18,633 |
18,633
(0%)
|
0%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
24 Jul 2017 |
3,803,906 |
3,803,906
(27%)
|
27%
|
|
0
|
Common Stock |
Jay Venkatesan
|
Director, President, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
90,063 |
90,063
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
161,492 |
161,492
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Stanford Peng
|
See Remarks |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
24 Jul 2017 |
37,267 |
37,267
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Robert E. Conway
|
None |
Purchase of securities on an exchange or from another person at price $ 2.34 per share. |
09 May 2017 |
5,000 |
45,000
(0%)
|
0%
|
2.3 |
11,700
|
Common Stock |
Robert E. Conway
|
None |
Purchase of securities on an exchange or from another person at price $ 2.28 per share. |
08 May 2017 |
15,000 |
60,000
(0%)
|
0%
|
2.3 |
34,200
|
Common Stock |
Robert E. Conway
|
None |
Purchase of securities on an exchange or from another person at price $ 2.30 per share. |
05 May 2017 |
20,000 |
40,000
(0%)
|
0%
|
2.3 |
46,000
|
Common Stock |
Janice Troha
|
Exec Vice President / COO |
Purchase of securities on an exchange or from another person at price $ 2.34 per share. |
05 May 2017 |
10,000 |
10,000
(0%)
|
0%
|
2.3 |
23,400
|
Common Stock |
Robert E. Conway
|
None |
Purchase of securities on an exchange or from another person at price $ 2.26 per share. |
04 May 2017 |
10,000 |
20,000
(0%)
|
0%
|
2.3 |
22,600
|
Common Stock |
R. Michael Carruthers
|
Interim President / CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Janice Troha
|
Exec Vice President / COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jan 2017 |
200,000 |
200,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Rodman
|
Exec Vice President and CMO |
Sale of securities on an exchange or to another person at price $ 2.27 per share. |
03 Jan 2017 |
6,687 |
11,368
(0%)
|
0%
|
2.3 |
15,179
|
Common Stock |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jan 2017 |
18,056 |
162,501
|
-
|
|
-
|
Restricted Stock Units |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Jan 2017 |
18,055 |
18,055
(0%)
|
0%
|
|
0
|
Common Stock |
R. Michael Carruthers
|
Exec Vice President / CFO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
02 Dec 2016 |
24,000 |
24,000
|
-
|
|
-
|
Common Stock |
David Rodman
|
Exec Vice President and CMO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
03 Oct 2016 |
5,820 |
12,236
|
-
|
|
-
|
Common Stock |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Oct 2016 |
18,056 |
180,556
|
-
|
|
-
|
Restricted Stock Units |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
03 Oct 2016 |
18,056 |
18,056
|
-
|
|
-
|
Common Stock |
Paul J. Sekhri
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
John R. Moore
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
R. Michael Carruthers
|
Exec Vice President / CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
110,000 |
110,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Conway
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
Howard P. Furst
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
Flynn E James
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (right to buy) |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
12,300 |
12,300
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jon Congleton
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
250,000 |
250,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
Janice Troha
|
Exec Vice President / COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
110,000 |
110,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Rodman
|
Exec Vice President and CMO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Sep 2016 |
100,000 |
100,000
|
-
|
|
-
|
Stock Option (Right to Buy) |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2016 |
18,055 |
198,612
|
-
|
|
-
|
Restricted Stock Units |
David Rodman
|
Exec Vice President and CMO |
Sale of securities on an exchange or to another person at price $ 0.00 per share. |
01 Jul 2016 |
5,950 |
12,105
|
-
|
|
-
|
Common Stock |
David Rodman
|
Exec Vice President and CMO |
Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. |
01 Jul 2016 |
18,055 |
18,055
|
-
|
|
-
|
Common Stock |
Jon Congleton
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
16 Jun 2016 |
5,000 |
20,000
|
-
|
|
-
|
Common Stock |
Jon Congleton
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
24 Mar 2016 |
5,000 |
15,000
|
-
|
|
-
|
Common Stock |
Jon Congleton
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
22 Mar 2016 |
5,000 |
10,000
|
-
|
|
-
|
Common Stock |
Jon Congleton
|
Director, President and CEO |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
11 Dec 2015 |
5,000 |
5,000
|
-
|
|
-
|
Common Stock |
John R. Moore
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to Buy) |
R. Michael Carruthers
|
Exec VP/CFO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
55,400 |
55,400
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Conway
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jonathan S. Leff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to Buy) |
Howard P. Furst
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to Buy) |
Evan Loh
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
7,650 |
7,650
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jon Congleton
|
Director, President and CEO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
121,100 |
121,100
|
-
|
|
-
|
Stock Option (Right to Buy) |
Janice Troha
|
Exec. VP/COO |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
65,400 |
65,400
|
-
|
|
-
|
Stock Option (Right to Buy) |
Sherif Gabriel
|
Vice President Research |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
24,700 |
24,700
|
-
|
|
-
|
Stock Option (Right to Buy) |
Steven Shoemaker
|
VP Clinical R&D |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Sep 2015 |
39,700 |
39,700
|
-
|
|
-
|
Stock Option (Right to Buy) |
Robert E. Conway
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2015 |
11,475 |
11,475
|
-
|
|
-
|
Stock Option (Right to Buy) |
Jonathan S. Leff
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2015 |
11,475 |
11,475
|
-
|
|
-
|
Stock Option (Right to Buy) |
Howard P. Furst
|
None |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
16 Jul 2015 |
11,475 |
11,475
|
-
|
|
-
|
Stock Option (Right to Buy) |
Flynn E James
|
Other |
|
23 Jun 2015 |
1,085,085 |
0
|
-
|
|
-
|
Series 1 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
85,962 |
0
|
-
|
|
-
|
Series 2 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
301,027 |
383,237
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
133,597 |
1,019,945
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
324,278 |
754,677
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
2,013,613 |
0
|
-
|
|
-
|
Series 1 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
1,243,423 |
0
|
-
|
|
-
|
Series 1 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
817,541 |
0
|
-
|
|
-
|
Series 2 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
484,944 |
617,397
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
18,825 |
402,062
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Jun 2015 |
104,795 |
1,124,740
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
1,401,003 |
0
|
-
|
|
-
|
Series 1 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
54,385 |
0
|
-
|
|
-
|
Series 2 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
696,993 |
886,348
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
430,399 |
430,399
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
282,984 |
658,576
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Jun 2015 |
77,539 |
832,216
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
869,667 |
0
|
-
|
|
-
|
Series 1 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
385,962 |
0
|
-
|
|
-
|
Series 2 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
936,839 |
0
|
-
|
|
-
|
Series 2 Preferred Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
375,592 |
375,592
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
|
23 Jun 2015 |
29,755 |
647,152
|
-
|
|
-
|
Common Stock |
Flynn E James
|
Other |
Purchase of securities on an exchange or from another person at price $ 0.00 per share. |
23 Jun 2015 |
67,666 |
726,242
|
-
|
|
-
|
Common Stock |